CAIS Capital Markets

Independent Financial Advisor

Providing Financial Advisors With Access to Defined Outcome Solutions

CAIS Capital Markets can provide financial advisors with access to market-linked investment solutions, as well as education, information, and data that advisors can leverage throughout the entire lifecycle of a structured investment.

The CAIS Structured Investments Platform in Action

Structured Investments

Through CAIS Structured Investments, you have the flexibility to receive extensive structured note education, gain access to bank issuer offerings, the opportunity to curate bespoke strategies, and take advantage of full lifecycle support.

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Connecting Advisors With ETF Innovation

ETFs

CAIS connects financial advisors with ETFs managed by third-party asset managers, providing a centralized way to discover strategies. As ETFs continue to expand into more sophisticated exposures, CAIS provides education and information about emerging ETF solutions.

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Empower Your Portfolio With Defined Outcome Solutions

Hedging and Monetization Strategies

CAIS Capital Markets can refer you to investment banks regarding equity risk management strategies for concentrated equity positions.

Managed Solutions

Through CAIS Capital Markets, financial advisors can gain access to independent third-party managers that oversee and manage various structured investments strategies such as separately managed accounts (SMAs), and other opportunities.

Trade Execution

Experience trade execution and support throughout the entire structured investments lifecycle. Simplify trading with a single solution and experience enhanced efficiency for your business.